Publicat 02 Nov 2018 | Reactualizat 17 Nov 2018 | Expiră 02 Dec 2018

Enhanced Due Diligence Manager - Based in UK

1 post

Criterii de selecție

  • Peste 3 ani experiență în muncă

Candidatul ideal

Required Experience

  • 4 year college degree or equivalent with strong academic credentials, or additional degree in Law, Risk Management, Business Administration or related disciplines
  • 2 to 5 years of experience managing a team within a broker-dealer and/or banking institution in an compliance or internal audit capacity or experience within a financial services regulatory agency
  • Have experience in know your customer requirements including customer identification program, customer due diligence and enhanced due diligence
  • Possess a strong understanding of the financial markets and banking, including broker-dealer product-based knowledge
  • Maintain awareness of current laws, rules and regulations
  • Strong oral and written communication skills in English and Italian/ Spanish/ Russian
  • Attention to detail and effective time management skills
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
  • Possess the ability to research and resolve issues independently while working across teams to acquire information
  • Have the ability to use various PC, MS Office and internet applications and tools to support AML processes
  • Possess strong analytical thinking and critical reasoning skills
  • Have the ability to effectively handle a fast paced environment and successfully meet established deadline requirements
  • Be self-motivated and must have the ability to work independently
  • Demonstrate meticulous attention to detail
  • Have demonstrable good judgment (e.g. able to apply regulatory requirements to unique transaction/client situations)

Descrierea jobului

Primary Responsibilities

  • Assess the Financial Crime risk associated with potential and existing high-risk clients via the EDD process
  • Review possible true hits from screening and follow-up with appropriate Business Units (typically via Non-Market Risk representatives) and GFC to gather further information
  • Draft EDD and PEP case summaries including all relevant information about the client, screening results and risk mitigants, and escalating the summaries to the appropriate GFC colleagues/teams
  • Respond to frequently asked questions from the businesses pursuant to GFC procedures or escalate queries to the appropriate GFC colleagues/teams
Manager Responsibilities will include:
  • Tracking all EDD and PEP review cases per procedures and providing metrics on the work carried out by the team on a monthly basis or as required by GFC
  • Completing quality control reviews to ensure completeness and accuracy standards are maintained
  • On a daily, weekly and monthly basis, provide a recap of the work executed by the team as well as any defects identified
  • Attending meetings with GFC and local managers to discuss escalated issues and opportunities to improve processes, as well as conduct training to the local team as part of suggested improvement actions

Descrierea companiei

Evalueserve is a global professional services provider offering research, analytics, and data management services. We’re Powered by mind+machine – a unique combination of human expertise and best-in-class technologies that use smart algorithms to simplify key tasks. This approach enables us to design and manage processes that can generate and harness insights on a large scale, significantly cutting costs and timescales and helping businesses that partner with us to overtake the competition. We work with clients across a wide range of industries and business functions, helping them to make better decisions faster; reach new levels of efficiency and effectiveness; and see a tangible impact on their top and bottom line. We have dedicated on-site teams and scalable global knowledge centers in Chile, China, India, Romania, the UAE, and the US, which provide multiple time zone and multilingual services.

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Enhanced Due Diligence Manager - Based in UK  -  Evalueserve