Publicat 02 Nov 2018 | Reactualizat 02 Dec 2018 | Expiră 03 Dec 2018

Enhanced Due Diligence Analyst - Based in UK

1 post
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Candidatul ideal

Required Experience

  • 4 year college degree or equivalent with strong academic credentials, or additional degree in Law, Risk Management, Business Administration or related disciplines
  • 2 to 5 years of experience within a broker-dealer and/or banking institution in an compliance or internal audit capacity or experience within a financial services regulatory agency
  • Have experience in know your customer requirements including customer identification program, customer due diligence and enhanced due diligence
  • Possess a strong understanding of the financial markets and banking, including broker-dealer product-based knowledge
  • Maintain awareness of current laws, rules and regulations
  • Strong oral and written communication skills in English and Italian/ Spanish/ Russian
  • Attention to detail and effective time management skills
  • Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
  • Have excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units
  • Possess the ability to research and resolve issues independently while working across teams to acquire information
  • Have the ability to use various PC, MS Office and internet applications and tools to support AML processes
  • Possess strong analytical thinking and critical reasoning skills
  • Have the ability to effectively handle a fast paced environment and successfully meet established deadline requirements
  • Be self-motivated and must have the ability to work independently
  • Demonstrate meticulous attention to detail
  • Have demonstrable good judgment (e.g. able to apply regulatory requirements to unique transaction/client situations)

Descrierea jobului

Primary Responsibilities

The Enhanced Due Diligence Analyst will:

  • Assess the Financial Crime risk associated with potential and existing high-risk clients via the enhanced due diligence process (EDD)
  • Draft cases summaries for EDD cases and politically exposed persons (PEPs) clients for both new business and periodic review
  • Review possible true hits from screening and follow-up with appropriate business Units (Non-Market Risk) and Global Financial Crime Legal / Advisory to gather further information
  • Draft EDD and PEP case summaries including all relevant information about the client, screening results and mitigants
  • Track all EDD and PEP review cases per procedures and provide metrics on the work carried out by the team on a monthly basis or as required by GFC
  • Respond to frequently asked questions pursuant to GFC procedures or escalate queries to the EDD Advisory team
  • Complete quality control reviews to ensure completeness and accuracy standards are maintained
  • On a daily, weekly and monthly basis, provide a recap of the work executed by the team as well as any defects identified
  • Attend meetings to discuss issues, other matters as well as conduct training as part of suggested improvement actions.

Descrierea companiei

Evalueserve is a global professional services provider offering research, analytics, and data management services. We’re Powered by mind+machine – a unique combination of human expertise and best-in-class technologies that use smart algorithms to simplify key tasks. This approach enables us to design and manage processes that can generate and harness insights on a large scale, significantly cutting costs and timescales and helping businesses that partner with us to overtake the competition. We work with clients across a wide range of industries and business functions, helping them to make better decisions faster; reach new levels of efficiency and effectiveness; and see a tangible impact on their top and bottom line. We have dedicated on-site teams and scalable global knowledge centers in Chile, China, India, Romania, the UAE, and the US, which provide multiple time zone and multilingual services.


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Enhanced Due Diligence Analyst - Based in UK  -  Evalueserve